SEC Application for Payment of Annual Fees Investment Company Adviser/Fund Manager

Fill SEC Application for Payment of Annual Fees Investment Company Adviser/Fund Manager online and download the official form as a PDF, ready to print. Every input is mapped to its printed box, so IDs, dates and amounts land digit by digit in the right cells, and a value the form cannot hold is refused with the reason instead of being printed wrong.

What you will need: For the Year, Name of Applicant Company, Cert. of Registration No, Name of Fund/s Managed, Name of Fund Distributor/s, Applicant’s Principal Office Address, Tel. No, Fax No, E-mail Address, Compliance Officer, No. of Branch Office/s, Printed Name/Signature/TIN of Compliance Officer.

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