SEC Form-33-Sro1
Fill SEC Form-33-Sro1 online and download the official form as a PDF, ready to print. Every input is mapped to its printed box, so IDs, dates and amounts land digit by digit in the right cells, and a value the form cannot hold is refused with the reason instead of being printed wrong.
What you will need: applies for registration as, Securities Exchange (Exchange), Exchange as a SelfRegulatory Organization, submits an amendment to SEC Form 33/33-SRO, Registration as an Exchange under the Code, Registration of an Exchange as a SelfRegulatory Organization, Amendment to registration as an Exchange/SRO, Month, SIGNATURE OF PERSON REPORTING, Name of Exchange, Name/Title, Subscribed and sworn to before me this.
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